Compliance, Regional Country Compliance, Associate (m|f|x) Dublin

Our division prevents, detects, and mitigates compliance, regulatory, and reputational risks across the firm and helps strengthen the firm’s culture of compliance. Compliance accomplishes this through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory, and reputational risks; monitors compliance with new or amended laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, monitors, and tracks compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits, and inquiries. You’ll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We seek individuals who possess sound judgment, curiosity, and the ability to adapt to a changing regulatory landscape.

As part of the Regional Country Compliance team, you will provide compliance support and coverage for the Irish operations of Goldman Sachs Bank Europe, with a focus on its consumer deposits business and regulatory interactions. You will also participate in region-wide and global initiatives to implement the Global Compliance mandate and Business Unit priorities.

Tasks

To fulfill this role, you will need to:

• Have experience in consumer regulation with a solid understanding of key areas such as new business initiatives, customer service and communications, and changes to existing product and service offerings
• Support ad hoc and regular compliance reporting to the Executive Board and Supervisory Board
• Contribute to the annual compliance risk assessment
• Ensure the appropriate integration of applicable rules into the compliance program and control plan
• Ensure compliance with EU regulations, including the implementation of new regulations and regulatory change management
• Liaise with other compliance officers in the Goldman Sachs Compliance Division globally, as well as with other stakeholders throughout the firm, to ensure adherence to firmwide compliance standards

Profile / Your qualification / Your personality

A strong candidate for this role will meet the following criteria:

• University degree
• 3–5+ years of compliance experience related to investment services
• In-depth knowledge of the various regulatory requirements throughout the lifecycle of consumer products (e.g., product and service design through implementation, ongoing customer support, and marketing)
• Proven ability to operate in an international environment
• Any knowledge of other local regulatory regimes (in Europe or globally) is a plus
• Clear, concise communication and writing skills; able to communicate effectively with senior leadership and external regulators
• Experience interacting with regulators or supporting regulatory audits or inquiries
• Risk Management: the ability to identify, understand, and articulate risks associated with regulatory reporting and to work with multiple stakeholders to assist in mitigating or escalating those risks
• Team-oriented and supportive of others’ success; comfortable presenting a team’s work to stakeholders
• Detail-oriented with the ability to multitask, organize, and prioritize
• Familiarity with legal entity governance
• Well-organized with the ability to manage both long-term projects and daily, often time-sensitive, escalations
• Strong analytical, technical, and problem-solving skills, with the ability to exercise sound and balanced judgment
• Take ownership of tasks, advance them independently, and escalate to senior stakeholders when necessary

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Location

47-49 St. Stephen's Green, IRE-D02 W634 Dublin